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Improvement
Cash Control: How
Do You Handle Cash In The Office?
A Clear Policy and Audit Process Is a Must to
Avoid Theft
Mechanisms for controlling and monitoring the
handling of payments are a necessary duty for
the owner/manager of any small business that
receives cash. Many physician practices suffer
from poor controls and this weakness is often
observed and exploited by employees. It is
unfortunate but true that some employees who are
not under visual surveillance may begin to day
dream about how they could spend the cash
passing thru their hands. They may also be
betting that you have no way to figure out if
cash is missing.
Are controls worth the trouble? Imagine a
devious employee pockets as few as two copays
per day averaging $35… by the end of the year
the total amount embezzled could be in excess of
$8500 ($35 x 250 days). Unfortunately, stories
about theft of cash from medical offices are all
too common. Usually the cash is never recovered
and the employee is not prosecuted. You can
avoid most theft by investing a very minimal
amount of time and effort.
There are many ways to set up a system that will
help eliminate the leaking cash syndrome. One
key element is to hold specific employees
accountable, that is, they are responsible for
adding cash up at the end of the day. Another is
to occasionally announce surprise audits of cash
received. It is important that your staff with
access to cash know that these audits have
occurred and will continue. A comparison of your
list of patients seen for the day to the
encounter data for the day is a good start.
Receipts for the day should match the receipts
recorded on the encounter. This may be all it
takes to discourage amateur thieves. You could
do the audit once a month or even less just
often enough to drive home the idea that you are
watching. With new employees, you should do an
audit or two early on so they are aware of the
controls you have developed.
If necessary, increasing the depth of the audit
and the demands on patients and staff may
required. For example, why not have staff be
accountable for collecting balances due and
copays. Many offices have moved to a no excuses
policy for collection of copays and payments on
past due balances. This kind of policy allows
audits of encounter forms to be even more
reliable as a deterrent to theft. All you need
to do is to add up the cash that was supposed to
be collected versus the actual. If there is a
shortfall, the person responsible for collecting
cash would need to explain and then be retrained
until they completely understand your policies.
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